STOCK Act

Results: 12146



#Item
481Law / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Philadelphia Stock Exchange / NASDAQ / United States / Costs / Economy of the United States / Self-regulatory organizations / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 28, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-28 14:04:32
482Financial economics / SEC filings / 73rd United States Congress / Finance / Investment / Securities Act / Regulation D / Securities Exchange Act / Prospectus / United States Securities and Exchange Commission / United States securities law / Stock market

SECURITIES AND EXCHANGE COMMISSION

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Source URL: edgar.sec.gov

Language: English - Date: 2014-01-28 12:46:32
483Funds / Financial services / Stock market / Collective investment schemes / Prospectus / Specialized investment fund / Security / Investment Company Act / Rate of return / Financial economics / Investment / Finance

Microsoft Word - 20 FF Prospectus - 18Mar2015 (typeset)

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Source URL: www.fullertonfund.com

Language: English - Date: 2015-03-19 04:39:14
484Aiptek Inc. / Securities Exchange Act / Financial regulation / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

/ Press Release Fine Imposed on the Responsible Person of AIPTEK International Inc. (A company whose stocks are traded on the Taiwan Stock Exchange under the symbol 6225)

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Source URL: www.twse.com.tw

Language: English - Date: 2014-12-26 01:33:58
485Financial markets / Stock market / Self-regulatory organizations / Securities / Depository Trust & Clearing Corporation / Securities Exchange Act / Security / Broker-dealer / Electronic trading / Financial economics / Financial system / Finance

Bloomberg STP LLC; Notice of Filing of Application for Exemption from Registration as a Clearing Agency

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Source URL: www.sec.gov.

Language: English - Date: 2015-02-27 16:16:54
486Financial economics / 73rd United States Congress / Financial system / Finance / Stock market / Securities Exchange Act / Prospectus / Securities Act / U.S. Securities and Exchange Commission / Securities / United States Securities and Exchange Commission / United States securities law

Case 9:15-cvJIC Document 1 Entered on FLSD DocketPage 1 of 33 nea~ed UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-16 13:40:57
487Olympus Corporation / American Recovery and Reinvestment Act / Finance / Glass / Pathmark / Business / Account / Income tax in the United States

December 28, 2011 News Release Company: Olympus Corporation Representative Director, President and CEO: Shuichi Takayama (Code 7733, First Section, Tokyo Stock Exchange) Contact: Akihiro Nambu, Manager, Public Relations

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Source URL: www.olympus-global.com

Language: English - Date: 2015-04-17 02:09:00
488Private law / Law / United States securities law / Auditing / Stock market / Securities Exchange Act / Audit committee / Corporation / Corporate social responsibility / Corporations law / Business / Corporate governance

In order to reinforce and supervise the fiduciary obligation of enterprise operators, all types of management mechanisms related to corporate governance are promoted in the Republic of China. Through the establishment of

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Source URL: www.twse.com.tw

Language: English - Date: 2013-03-07 02:18:14
489Environment / Fisheries management / Magnuson–Stevens Fishery Conservation and Management Act / Overfishing / Sustainable fishery / Fishery / Stock assessment / Northwest Atlantic Fisheries Organization / Groundfish / Fishing / Fisheries / Fish

Controlling Marine Fisheries 50 Years from Now

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Source URL: journal.nafo.int

Language: English - Date: 2013-12-16 14:05:08
49073rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Costs / BX / Philadelphia Stock Exchange / Fee / Economy of the United States / Law / Self-regulatory organizations / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BXApril 28, 2015 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc.

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-28 14:18:10
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